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BY BUILDING ON THE EXPERTISE OF TRIAY LAWYERS GIBRALTAR, WE HAVE DEVELOPED AN EXPERIENCED FINANCIAL SERVICES TEAM WITH A UNIQUE KNOWLEDGE OF THE EUROPEAN AND SPANISH FINANCIAL SERVICES SECTORS

As a member of the European Union, Spain offers operational and lifestyle advantages which are second to none for those looking to undertake financial services and investment business within Spain and the European Union.

Our financial services team can advise on, and assist with, licensing requirements and regulatory, operational, passporting, cross-border and distribution matters.

Our ability to also work with Triay Gibraltar in providing a solution for access to the Gibraltar and United Kingdom financial services market, makes the combination of Spain and Gibraltar a unique proposition for those wishing to undertake business in Gibraltar, the United Kingdom and the European Union.

Given the changing world of finance, our team can also assist with and advise onmore innovative structures and solutionsand assistFinTech businesses and blockchain projects(such as financing platforms, robotics companies and mobile payment systems).

Our Services

Establishment and authorisation of regulated entities;
managing the authorisation process and liaising with the Banco de España, la Comisión Nacional del Mercado de Valores (CNMV) and la Dirección General de Seguros y Fondos de Pensiones (DGSFP);
assisting with ongoing regulatory matters, including operational, passporting and distribution matters;
assisting with regulatory compliance and the defence of regulatory enforcement matters, including assisting the compliance team at regulated entities and the design, development and implementation of manuals, policies, procedures and controls;
corporate governance, market abuse, AML/CFT and sustainability training;
assistance with the development of financial products and the issuance of the same in a traditional manner or via new channels;
ongoing advice and consultancy work for traditional financial services entities (e.g. banks, insurance companies, collective investment schemes and fund/investment managers) as well as FinTech businesses (e.g. mobile banking, financial marketplaces, electronic money issuers, payment service providers, crowdfunding platforms and lenders and insurtechs) and blockchain companies.
Álvaro Barigón

Álvaro Barigón

Senior Tax Legal Advisor

A LEADING INDEPENDENT LAW FIRM
WITH A REPUTATION FOR
LEGAL EXCELLENCE

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